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Robert Markle

Principal Securities, INC.
34 Years of Experience
Edmond, OK
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Markle is a registered investment advisor at Principal Securities, INC., based in Edmond, OK, with 34 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2524 N Broadway, Ste 339, Edmond, OK, 73034

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025
Settled
Criminal
November 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert owns SRM Financial Services, formed to manage business expenses and potentially handle future payments related to his book of business upon retirement. Robert also sells fixed insurance, health, life, disability, vision, dental, and long-term care insurance, dedicating minimal time to these activities.

Employment History
Current Registrations
Principal Securities, INC.
June 2015 - Present · 11 yrs 4 mos
Principal Securities, INC.
June 2015 - Present · 11 yrs 4 mos
Principal Securities, INC.Broker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
MML Investors Services, LLC
November 2014 - June 2015 · 7 mos
MML Investors Services, LLCBroker
October 2014 - June 2015 · 8 mos
Thrivent Investment Management INC.
September 2007 - September 2014 · 7 yrs
Thrivent Investment Management INC.Broker
July 2002 - September 2014 · 12 yrs 2 mos
Lutheran Brotherhood Securities CORP.Broker
September 1991 - July 2002 · 10 yrs 10 mos
State Registrations15 states
ARAZCACOFLILKSMNMOOKRITNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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