Edward Carpenter
Edward Carpenter is a registered investment advisor at Union Capital Company, based in Tucson, AZ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 517 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Union Capital Company manages investment portfolios for a fee based on the value of your portfolio. The annual fee ranges are:
- $0 to $5,000,000: 0.60% - 2.00%
- $5,000,001 to $10,000,000: 0.40% - 1.75%
- Over $10,000,000: Negotiable
Fees are calculated and collected quarterly in advance. There is a minimum account size of $25,000. The fees and account minimums are negotiable.
Location
6083 E. Grant Road, Tucson, AZ, 85712
Get directionsHistory
Regulatory History (3)
Financial
November 2019Judgment / Lien
May 2019Judgment / Lien
February 2019Other Business ActivitiesSells Insurance
Edward sells Medicare insurance for Humana, dedicating about full-time hours per week. He also owns Money Benefit, PLLC and Final Expense Plus, PLLC, both insurance and fixed annuity businesses, but spends no time on them.
Employment History
Current Registrations
Union Capital Company
Union Capital Company
Union Capital CompanyBroker
Previous Registrations
Farmers Financial Solutions, LLCBroker
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
Parsonex Securities, INC.Broker
Union Capital CompanyBroker
Allstate Financial Services, LLCBroker
Union Capital CompanyBroker
First Command Financial Planning, INC.Broker
Legend Equities CorporationBroker
Sentra Securities CorporationBroker
Spelman & CO., INC.Broker
Sunamerica Securities, INC.Broker
Wm Financial Services, INC.Broker
Ash Securities Wholesaling, INC.Broker
Allstate Financial Services, LLCBroker
Natcity Investments, INC.Broker
Terra Securities CorporationBroker
Primevest Financial Services, INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
PFS Investments INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.