TrueAdvisor
TrueAdvisor
SF
SF

Steven Fox

Janney Montgomery Scott LLC
34 Years of Experience
Montvale, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Steven Fox is a registered investment advisor at Janney Montgomery Scott LLC, based in Montvale, NJ, with 34 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Market Street, Suite 203, Montvale, NJ, 07645

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is the President/Board Member of Park Ridge Rotary and Co-President of Montvale Chamber of Commerce, both community-based organizations. He dedicates minimal time to each role, focusing on meetings, events, networking, and philanthropic needs.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2021 - Present · 5 yrs 7 mos
Janney Montgomery Scott LLC
March 2021 - Present · 5 yrs 7 mos
Janney Montgomery Scott LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Morgan Stanley
April 2017 - March 2021 · 3 yrs 11 mos
Morgan StanleyBroker
June 2012 - March 2021 · 8 yrs 9 mos
Wells Fargo Advisors, LLC
December 2011 - May 2012 · 5 mos
Wells Fargo Advisors, LLCBroker
April 2005 - May 2012 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
November 1999 - April 2005 · 5 yrs 5 mos
David Lerner Associates, INC.Broker
February 1993 - November 1999 · 6 yrs 9 mos
Citicorp Investment ServicesBroker
June 1992 - March 1993 · 9 mos
Citicorp Financial Services,inc.Broker
October 1991 - June 1992 · 8 mos
State Registrations20 states
CACTDEFLILINMAMDNJNVNYOHORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Montvale, NJ →All financial advisors in New Jersey →