TrueAdvisor
TrueAdvisor
TD
TD

Timothy Daly

Janney Montgomery Scott LLC
42 Years of Experience
Montvale, NJ
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Timothy Daly is a registered investment advisor at Janney Montgomery Scott LLC, based in Montvale, NJ, with 42 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Market Street, Suite 203, Montvale, NJ, 07645

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2012
Final
Customer Dispute
December 2009
Denied
Customer Dispute
August 1999
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
June 2009 - Present · 17 yrs 4 mos
Janney Montgomery Scott LLC
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
January 2022 - January 2022 · 0 mos
Stifel, Nicolaus & Company, Incorporated
January 2022 - January 2022 · 0 mos
Citigroup Global Markets INC.Broker
October 2006 - June 2009 · 2 yrs 8 mos
Citigroup Global Markets INC.
October 2006 - June 2009 · 2 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - October 2006 · 3 yrs 3 mos
Wachovia Securities, LLC
July 2003 - October 2006 · 3 yrs 3 mos
Prudential Securities Incorporated
July 2002 - July 2003 · 1 yr
Prudential Securities IncorporatedBroker
July 2001 - July 2003 · 2 yrs
Morgan Stanley Dw INC.Broker
December 1995 - July 2001 · 5 yrs 7 mos
Painewebber IncorporatedBroker
October 1995 - November 1995 · 1 mo
Painewebber IncorporatedBroker
August 1992 - November 1995 · 3 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1990 - August 1992 · 2 yrs 7 mos
W.J. Nolan & Company, INC.Broker
June 1986 - February 1990 · 3 yrs 8 mos
Prudential-Bache Securities INC.Broker
February 1986 - July 1986 · 5 mos
Mclaughlin, Piven, Vogel INC.Broker
January 1984 - February 1986 · 2 yrs 1 mo
State Registrations23 states
ALAZCACTFLGAILINMAMDMEMTNCNHNJNYOHPATXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Montvale, NJ →All financial advisors in New Jersey →