Frank Gallo is a CFP-designated registered investment advisor at Investors Portfolio Services LLC, based in Puyallup, WA, with 34 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 270 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $750K | 0.90% |
| $750K - $1000K | 0.80% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
2832 South Meridian, Suite 201, Puyallup, WA, 98373
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank is a licensed insurance agent selling non-variable insurance products since 2006. He also owns a commercial rental real estate building, is a trustee, prepares taxes, runs a referral program for tax preparation, and owns a holding company.
Employment History
Current Registrations
Investors Portfolio Services LLC
Previous Registrations
Fortune Financial Services, INC.Broker
United Planners' Financial Services of America a Limited PartnerBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.