David Slates is a registered investment advisor at Wells Fargo Advisors, based in Sherrodsville, OH, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Sherrodsville, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is involved in several investment-related activities, including ownership in Galt's Gulch LLC, Ragnar Industries LLC, SBQ Investments LLC, Slates Wealth Management LLC, and multiple rental properties. He also serves as a trustee for his nephew.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations41 states
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