Howard Calvert Richardson

CFP

33 Years of Experience

Broker

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningDivorce PlanningInsurance PlanningEstate PlanningFinancial Planning & CoachingTax PlanningBusiness OwnersHigh Net Worth

Investment Management & Planning LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

330 clients

Average Client Portfolio

$622K average

Assets Under Management

$205.2M

Fee Structure

Minimum Investment:None

Location

20 Montchanin Road, Suite 270, Greenville, DE, 19807

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Howard is involved in several real estate rental businesses and is a registered investment advisor with Investment Management & Planning, dedicating about a quarter of his time during trading hours. He also owns Kaffe Karma, but spends no time on it.

Employment History

Current Registrations

Investment Management & Planning LLC

February 2002 - Present · 24 yrs

LPL Financial LLCBroker

August 1997 - Present · 28 yrs 6 mos

Previous Registrations

LPL Financial LLC

August 1997 - September 2016 · 19 yrs 1 mo

Ids Life Insurance CompanyBroker

February 1992 - August 1997 · 5 yrs 6 mos

American Express Financial Advisors INC.Broker

February 1992 - August 1997 · 5 yrs 6 mos

State Registrations28 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.