Howard Richardson is a CFP-designated registered investment advisor at Investment Management & Planning LLC, based in Greenville, DE, with 34 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 330 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment Management & Planning charges a percentage of the assets they manage, up to a maximum of 2.5%. The exact fee is negotiable. If you end your advisory agreement before the end of a quarter, you'll receive a pro-rated refund of any prepaid fees.
Location
20 Montchanin Road, Suite 270, Greenville, DE, 19807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Howard is involved in several real estate rental businesses and is a registered investment advisor with Investment Management & Planning, dedicating about a quarter of his time during trading hours. He also owns Kaffe Karma, but spends no time on it.
Employment History
Current Registrations
Investment Management & Planning LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.