Investment Management & Planning is a registered investment advisor based in Greenville, Delaware, providing personalized investment management and financial planning services. The firm tailors its services to individual goals, risk tolerances, and time horizons. Investment Management & Planning offers asset management through various programs—including platforms sponsored by LPL Financial—allowing for both discretionary and non-discretionary portfolio management. In addition to investment oversight, the firm provides comprehensive financial planning covering retirement, estate planning, tax strategies, education funding, insurance needs, and business succession. The advisory team holds professional credentials such as Certified Financial Planner designations. Clients typically access these services through customized portfolios containing mutual funds, exchange-traded funds, equities, and fixed income securities. Investment Management & Planning acts as a fiduciary, putting client interests first, while utilizing LPL Financial as custodian and broker-dealer for execution and safekeeping of client assets.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable and vary by program, not to exceed 2.5% for general asset management (though certain specialized programs like Manager Access Select allow up to 3.0%).