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Ronald Carazo is a registered investment advisor, based in Metairie, LA, with 34 years of industry experience.
Location
100 Veterans Memorial Blvd, Metairie, LA, 70005
Get directionsHistory
Regulatory History (8)
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Customer Dispute
December 2010Settled
Customer Dispute
June 2010Settled
Customer Dispute
May 2010Settled
Customer Dispute
May 2010Settled
Customer Dispute
April 2010Settled
Customer Dispute
November 2009Settled
Customer Dispute
November 2009Settled
Customer Dispute
October 2009Settled
Other Business ActivitiesSells Insurance
Ronald is involved in vacation home rentals, insurance sales as an agent since 1990, and is an investment advisor representative with Spire Wealth Management since 2017. He also manages commercial property and a restaurant/bar, dedicating minimal time to the property and a few hours per week to the restaurant/bar operations, while spending full-time on Carazo Wealth Management, LLC.
Employment History
Current Registrations
Spire Wealth Management, LLC
November 2017 - Present · 8 yrs 6 mos
Spire Securities, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
April 2002 - November 2017 · 15 yrs 7 mos
Securities America, INC.Broker
August 1992 - November 2017 · 25 yrs 3 mos
Intersecurities, INC.Broker
October 1991 - August 1992 · 10 mos
State Registrations5 states
ALFLLAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.