FP
FP
Frank Petrilli
30 Years of Experience
Bronx, NY
1 DisclosureBroker
Frank Petrilli is a registered investment advisor at Osaic Institutions, INC., based in Bronx, NY, with 30 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
74 Hugh J. Grant Circle, Bronx, NY, 10472
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1999Settled
Employment History
Current Registrations
Osaic Institutions, INC.Broker
July 2023 - Present · 3 yrs 3 mos
Osaic Institutions, INC.
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 2021 - June 2023 · 2 yrs
Citigroup Global Markets INC.
June 2021 - June 2023 · 2 yrs
Hsbc Securities (USA) INC.
May 2013 - June 2021 · 8 yrs 1 mo
Hsbc Securities (USA) INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
People's Securities, INC.
January 2012 - May 2013 · 1 yr 4 mos
People's Securities, INC.Broker
January 2012 - May 2013 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2012 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2012 · 2 yrs 3 mos
Banc of America Investment Services, INC.
October 2007 - October 2009 · 2 yrs
Banc of America Investment Services, INC.Broker
October 2007 - October 2009 · 2 yrs
E*trade Securities LLCBroker
April 2006 - March 2007 · 11 mos
TD Waterhouse Investor Services, INC.Broker
October 2004 - March 2006 · 1 yr 5 mos
Datek Online Financial Services LLCBroker
December 1999 - October 2002 · 2 yrs 10 mos
Icapital Markets LLCBroker
September 1998 - November 2002 · 4 yrs 2 mos
Waterhouse Securities, INC.Broker
October 1996 - August 1998 · 1 yr 10 mos
Washington Discount Brokerage CORP.Broker
June 1994 - September 1995 · 1 yr 3 mos
Waterhouse Securities, INC.Broker
May 1992 - June 1994 · 2 yrs 1 mo
Gruntal & CO. IncorporatedBroker
January 1992 - March 1992 · 2 mos
American Express Financial Advisors INC.Broker
October 1991 - January 1992 · 3 mos
Ids Life Insurance CompanyBroker
October 1991 - January 1992 · 3 mos
State Registrations4 states
CTFLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Sarvar Davronov, CFPEdward Jones
- Edward Huttick, CFPCetera Investment Advisers LLC
- Timothy Mcfadden, CFPValue Investment Professionals, LLC
- Enrique Forero, CFPJ.P. Morgan Securities LLC
- Hector Camilo, ChFCState Farm Investment Management CORP.
- Fernando Fuentes, CFPCetera Investment Advisers LLC