JB
JB

James Brigham

34 Years of Experience
Oak Brook, IL
1 DisclosureBroker

James Brigham is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2211 York Road, Suite 100, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Denied
Other Business Activities

James is a partner at Brigham Real Estate since March 2024. This activity is investment-related and does not take up any of his time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
September 2004 - June 2009 · 4 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2004 - June 2009 · 4 yrs 9 mos
Abn Amro Financial Services, INC.
October 2001 - October 2004 · 3 yrs
Abn Amro Financial Services, INC.Broker
April 1998 - October 2004 · 6 yrs 6 mos
Laughlin Group Advisors, INC.Broker
October 1993 - April 1998 · 4 yrs 6 mos
Abn Amro Investment Services, INC.Broker
February 1993 - November 1993 · 9 mos
Gna Securities, INC.Broker
January 1993 - January 1993 · 0 mos
Pruco Securities CorporationBroker
October 1991 - October 1992 · 1 yr
The Prudential Insurance Company of AmericaBroker
October 1991 - October 1992 · 1 yr
State Registrations28 states
AZCACOCTFLGAIAILINKSMAMIMNMONCNENJNVNYOHOKORSCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Brigham - Financial Advisor | TrueAdvisor