Louis Dagen is a CFP, ChFC-designated registered investment advisor at Auspicious Financial Planning, LLC, based in San Ramon, CA, with 35 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 193 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.80% |
Maximum annual fees range from 0.20% to 0.80% depending on the agreement. Fees are negotiable.
Fee Estimator
Location
2603 Camino Ramon, Suite 200, San Ramon, CA, 94583
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Louis is the owner of a support company/DBA and works as an independent certified financial planner practitioner since 2014. He dedicates minimal time to this activity.
Employment History
Current Registrations
Auspicious Financial Planning, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Huy Trieu, CFPKey Focus Wealth LLC
- Cody Smith, CFPRaymond James Financial Services Advisors, INC
- Justin Patellaro, CFA, CFPMoney Concepts Advisory Service
- Michael Tomren, CFP, ChFCLPL Financial LLC
- Pamela Jacobs, CFPMonvia Financial L.P.
- Raymond Tan, ChFCCalifornia Financial Advisors