Lisa Passwater is a registered investment advisor at Morgan Stanley, based in Peoria, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
211 Fulton Street, Suite 500A, Peoria, IL, 61602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2022 - Present · 4 yrs
Morgan StanleyBroker
May 2022 - Present · 4 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - April 2022 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - April 2022 · 5 yrs 7 mos
Wells Fargo Advisors, LLC
September 2015 - March 2016 · 6 mos
Wells Fargo Advisors, LLCBroker
September 2015 - March 2016 · 6 mos
Northwestern Mutual Investment Services,llc
January 2008 - June 2015 · 7 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
December 2007 - June 2015 · 7 yrs 6 mos
State Farm Vp Management CORP.Broker
December 2006 - October 2007 · 10 mos
A. G. Edwards & Sons, INC.
November 2002 - September 2006 · 3 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
August 2002 - September 2006 · 4 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.