TA
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Thomas Abboud
20 Years of Experience
Castle Rock, CO
1 Disclosure
Thomas Abboud is a registered investment advisor at Abboud Financial Planning, INC., based in Castle Rock, CO, with 20 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 62 clients with $25M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
62 clients
Average Client Portfolio
$405K average
Assets Under Management
$25.1M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $250K | 1.75% |
| $250K - $1.0M | 1.50% |
| $1M+ | 1.00% |
The annual fee may be negotiable based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Castle Rock, CO
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 2017Employment History
Current Registrations
Abboud Financial Planning, INC.
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
September 2015 - October 2017 · 2 yrs 1 mo
Securities America Advisors, INC.
September 2015 - October 2017 · 2 yrs 1 mo
LPL Financial LLCBroker
May 2014 - September 2015 · 1 yr 4 mos
LPL Financial LLC
May 2014 - September 2015 · 1 yr 4 mos
Metlife Securities INC.
May 2011 - May 2014 · 3 yrs
Metlife Securities INC.Broker
April 2011 - May 2014 · 3 yrs 1 mo
VALIC Financial Advisors, INC.
February 2011 - April 2011 · 2 mos
VALIC Financial Advisors, INC.Broker
October 2010 - April 2011 · 6 mos
Jackson National Life Distributors LLCBroker
February 2008 - October 2010 · 2 yrs 8 mos
E*trade Securities LLCBroker
April 2006 - February 2008 · 1 yr 10 mos
Edward JonesBroker
June 2005 - April 2006 · 10 mos
State Registrations2 states
CONE
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.