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Timothy Farris

34 Years of Experience
West Bloomfield, MI
3 DisclosuresBrokerSells Insurance

Timothy Farris is a registered investment advisor at Cetera Investment Advisers LLC, based in West Bloomfield, MI, with 34 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7125 Orchard Lake Road, Suite 304, West Bloomfield, MI, 48322

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024
Pending
Customer Dispute
May 2024
Pending
Customer Dispute
July 2023
Settled
Other Business ActivitiesSells Insurance

Timothy is an insurance agent selling life insurance and annuities since 2021, dedicating minimal time to this activity. He is also a member of the West Bloomfield Chamber of Commerce since 2019 and helps curate movies and organize social events, dedicating minimal time to these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Advisors LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
December 2021 - March 2024 · 2 yrs 3 mos
Spc
November 2021 - December 2021 · 1 mo
Sigma Financial CorporationBroker
May 2015 - December 2021 · 6 yrs 7 mos
Ameriprise Financial Services, INC.
October 2009 - May 2015 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
October 2009 - May 2015 · 5 yrs 7 mos
Ameriprise Advisor Services, INC.
August 2007 - October 2009 · 2 yrs 2 mos
Ameriprise Advisor Services, INC.Broker
April 1993 - October 2009 · 16 yrs 6 mos
Pruco Securities CorporationBroker
October 1991 - December 1992 · 1 yr 2 mos
The Prudential Insurance Company of AmericaBroker
October 1991 - December 1992 · 1 yr 2 mos
State Registrations4 states
MDMINCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Farris - Financial Advisor | TrueAdvisor