VB
VB
Vincent Becker
34 Years of Experience
Bluffton, SC
3 DisclosuresBroker
Vincent Becker is a registered investment advisor at Raymond James & Associates, INC., based in Bluffton, SC, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
27 Towne Drive, Suite 101, Suite 202, Bluffton, SC, 29910
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001Settled
Customer Dispute
February 2001Award / Judgment
Customer Dispute
April 2000Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2009 - Present · 16 yrs 11 mos
Raymond James & Associates, INC.Broker
March 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
August 2001 - April 2007 · 5 yrs 8 mos
Morgan Stanley Dw INC.Broker
June 2001 - April 2007 · 5 yrs 10 mos
Banc of America Investment Services, INC.Broker
September 1998 - June 2001 · 2 yrs 9 mos
Painewebber IncorporatedBroker
July 1996 - October 1998 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - July 1996 · 2 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
August 1992 - August 1993 · 1 yr
John Hancock Distributors, INC.Broker
January 1992 - September 1992 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
January 1992 - September 1992 · 8 mos
State Registrations32 states
ALARCACOCTDCFLGAIAILINKYMAMDMIMNMONCNHNJNVNYOHPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.