SC
SC

Sharon Campbell

31 Years of Experience
Kingwood, TX
Broker

Sharon Campbell is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Kingwood, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

600 Rockmead Dr, Kingwood, TX, 77339

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2021 - Present · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisors LLCBroker
April 2021 - August 2021 · 4 mos
Cetera Advisors LLC
April 2021 - August 2021 · 4 mos
MML Investors Services, LLCBroker
September 2020 - May 2021 · 8 mos
MML Investors Services, LLC
September 2020 - May 2021 · 8 mos
Raymond James & Associates, INC.
March 2019 - December 2019 · 9 mos
Raymond James & Associates, INC.Broker
March 2019 - December 2019 · 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2014 - January 2019 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLC
December 2014 - January 2019 · 4 yrs 1 mo
UBS Financial Services INC.
April 2008 - December 2014 · 6 yrs 8 mos
UBS Financial Services INC.Broker
April 2008 - December 2014 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - October 2007 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - October 2007 · 0 mos
UBS Financial Services INC.
March 2001 - October 2007 · 6 yrs 7 mos
UBS Financial Services INC.Broker
March 2001 - October 2007 · 6 yrs 7 mos
Prudential Securities IncorporatedBroker
January 1999 - March 2001 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - January 1999 · 10 mos
Smith Barney INC.Broker
September 1995 - August 1997 · 1 yr 11 mos
A I M Distributors, INC.Broker
February 1992 - December 1994 · 2 yrs 10 mos
State Registrations41 states
AKALARAZCACOCTDCDEFLGAIAILINKSLAMAMDMEMIMNMONCNHNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.