RG
RG
Richard Gum is a registered investment advisor at Morgan Stanley, based in Perrysburg, OH, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6250 Levis Common Blvd, Perrysburg, OH, 43551
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2005Denied
Employment History
Current Registrations
Morgan Stanley
June 2016 - Present · 9 yrs 11 mos
Morgan StanleyBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1998 - June 2016 · 17 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - June 2016 · 21 yrs 6 mos
Painewebber IncorporatedBroker
October 1993 - December 1994 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1991 - September 1993 · 1 yr 10 mos
State Registrations36 states
AZCACOCTDCFLGAIDILINKSMAMDMIMNMOMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.