DB
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Daniel Bernstein

34 Years of Experience
Purchase, NY
Broker

Daniel Bernstein is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Daniel was involved with The Del Bocas Rock Band from 2011 to 2014, spending minimal time on it. He is also a member of the Board of Directors for Scarsdale Little League since 2014.

Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2007 - September 2016 · 9 yrs 1 mo
NFP Securities, INC.Broker
January 2007 - August 2007 · 7 mos
Gbs Retirement Services, INC.Broker
May 1995 - December 2006 · 11 yrs 7 mos
Allmerica Investments, INC.Broker
October 1991 - April 1995 · 3 yrs 6 mos
State Registrations23 states
ALCACOCTDCFLIDILMAMDMENCNDNJNYORPAPRTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Bernstein - Financial Advisor | TrueAdvisor