Timothy Paschall is a CFP-designated registered investment advisor at Wms Advisors, LLC, based in Charlotte, NC, with 34 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 131 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1000K | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Fees negotiable for accounts over $10,000,000. For commission-free insurance, clients will be billed a maximum of 0.50% annually.
Fee Estimator
Location
6135 Park South Drive, Suite 510, Charlotte, NC, 28210
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is an Investment Advisor Representative (IAR) with WMS Advisors, LLC since 2022, dedicating nearly full-time hours. He also sells fixed insurance products and is involved in agriculture/farming, real estate, and property management activities, each requiring varying amounts of his time.
Employment History
Current Registrations
Wms Advisors, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Grove Point Investments, LLCBroker
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Manequity, INC.Broker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.