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Christopher Pompey

Strategic Advisers LLC
19 Years of Experience
Gastonia, NC
2 DisclosuresBroker
View SEC Summary
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Christopher Pompey is a CFP-designated registered investment advisor at Strategic Advisers LLC, based in Gastonia, NC, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16982 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Gastonia, NC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2026
Final
Financial
May 2025
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLC
May 2022 - Present · 4 yrs 5 mos
Fidelity Brokerage Services LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
June 2022 - March 2025 · 2 yrs 9 mos
Alight Financial Advisors, LLC
April 2015 - March 2022 · 6 yrs 11 mos
Alight Financial Solutions, LLCBroker
April 2013 - March 2022 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2010 - July 2012 · 2 yrs 1 mo
Banc of America Investment Services, INC.Broker
October 2008 - March 2009 · 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2005 - August 2008 · 3 yrs 1 mo
1717 Capital Management CompanyBroker
August 2004 - June 2005 · 10 mos
Mony Securities CorporationBroker
June 2004 - August 2004 · 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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