John Roeller
John Roeller is a CFP-designated registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
314 W Galer Street Ste 102, Seattle, WA, 98119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an IAR with Financial Advocates Investment Management, spending most of his time providing financial planning, consulting, investment advice, and asset management services. He also operates under the DBAs J. Roeller Financial, LLC, Latona Financial Group, and Latona Wealth Partners, focusing on investment-related activities and registered product sales, and insurance through the broker-dealer.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Financial Advocates Investment Management
LPL Financial LLC
Kms Financial Services, INC.Broker
Sun Life Financial Distributors, INC.Broker
Symetra Investment Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.