Patrick Naughton
Patrick Naughton is a registered investment advisor at LPL Financial LLC, based in Waterbury, CT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
364 Reidville Dr, Waterbury, CT, 06705
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2020Customer Dispute
May 2008Other Business Activities
Patrick operates under two DBAs, Webster Investment Services, Inc. and Webster Investments, both related to his LPL business. These activities are investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Webster Investment Services, INC
Webster Investment Services, INC.Broker
Liberty Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.