DM
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Dean Mansavage
33 Years of Experience
Rockford, IL
2 DisclosuresBroker
Dean Mansavage is a registered investment advisor at MML Investors Services, LLC, based in Rockford, IL, with 33 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6785 Weaver Rd, Suite 2A, Rockford, IL, 61114
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024Denied
Judgment / Lien
March 2012Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
November 2006 - March 2017 · 10 yrs 4 mos
Msi Financial Services, INC.Broker
October 1992 - March 2017 · 24 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
October 1992 - July 2007 · 14 yrs 9 mos
State Registrations18 states
ARAZCAFLIAILINMNNVNYOHPASCSDTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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