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Fatin Said

26 Years of Experience
Rockford, IL
2 DisclosuresBroker

Fatin Said is a registered investment advisor at MML Investors Services, LLC, based in Rockford, IL, with 26 years of industry experience. Fatin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

6785 Weaver Rd, Suite 2A, Rockford, IL, 61114

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2006
Denied
Customer Dispute
June 2005
Denied
Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.
June 2010 - March 2017 · 6 yrs 9 mos
Msi Financial Services, INC.Broker
December 1999 - March 2017 · 17 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 1999 - July 2007 · 7 yrs 7 mos
Wma Securities, INC.Broker
August 1999 - November 1999 · 3 mos
State Registrations5 states
CAILINTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.