Stephen Garrett
Stephen Garrett is a registered investment advisor at Steve Garrett and Associates,inc., based in Glendora, CA, with 51 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $1.0M | 1.00% |
| $1M+ | 0.80% |
Fee Estimator
Location
449 West Foothill Blvd, Suite 216, Glendora, CA, 91741
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Customer Dispute
September 1987Other Business Activities
Stephen is a registered investment advisor with Steve Garrett and Associates, Inc. He also owns Rainmaker Consulting Network, spending about 10% of his time on consulting, training, seminars, and public speaking. Additionally, Stephen is an author and a FINRA mediator.
Employment History
Current Registrations
Steve Garrett and Associates,inc.
Previous Registrations
Steve Garrett and Associates,inc.
LPL Financial LLC
LPL Financial LLCBroker
Grant Bettingen, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.