Carl Hanks is a registered investment advisor at LPL Financial LLC, based in Morristown, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
130 Washington St, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2016Customer Dispute
March 2009Other Business Activities
Carl operates Morristown Wealth Management as a DBA for his LPL business and manages NJB Global LLC for tax/investment purposes. Both activities consume a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Summit Equities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Josephthal Lyon & Ross IncorporatedBroker
D. Blech & Company, IncorporatedBroker
Thomas James Associates, INC.Broker
D. H. Blair & CO., INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.