Carl Rodgers
Carl Rodgers is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Denver, NC, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
142 Hwy 16 South, Denver, NC, 28037
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl acts as Power of Attorney/Personal Representative for his mother since 2017, dedicating minimal time to this. He also works as a Financial Advisor at Peoples Bank/Peoples Investment Services since 2020, recommending and selling financial products, which takes about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
Invest Financial CorporationBroker
Royal Alliance Associates, INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.