David Raudman is a CFP-designated registered investment advisor, based in Denver, NC, with 25 years of industry experience.
Location
Denver, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells non-variable insurance products, including life insurance and fixed annuities, dedicating minimal time to this activity. This is an investment-related activity conducted at the reported business location.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs 2 mos
Independent Financial Partners
June 2011 - Present · 15 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
June 2011 - May 2019 · 7 yrs 11 mos
American Portfolios Advisors, INC
October 2005 - June 2011 · 5 yrs 8 mos
American Portfolios Financial Services, INC.Broker
January 2005 - June 2011 · 6 yrs 5 mos
Nations Financial Group, INC.Broker
April 2001 - December 2004 · 3 yrs 8 mos
Nations Financial Group, INC.
April 2001 - August 2002 · 1 yr 4 mos
Amsouth Investment Services, INC.Broker
January 2001 - April 2001 · 3 mos
State Registrations7 states
ALFLINNCOHOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.