David Connell
David Connell is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in New York, NY, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
30 Vesey St, 9th Floor, New York, NY, 10007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David works as an agent for two insurance brokerages, Empire Wealth Strategies and 1847Financial, since 2010, selling life, health, disability, and long-term care insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Hornor, Townsend & Kent, INC.
LPL Financial Corporation
LPL Financial CorporationBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Commerce Capital Markets, INC.
Commerce Capital Markets, INC.Broker
Citicorp Investment ServicesBroker
Dreyfus Service CorporationBroker
Citicorp Investment ServicesBroker
Seligman Advisors, INC.Broker
Counsellors Securities INC.Broker
The Dreyfus Service CorporationBroker
Chatfield Dean & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.