James Casey
James Casey is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Jordan, MN, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
224 Water St, Jordan, MN, 55352
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 1996Customer Dispute
August 1994Other Business ActivitiesSells Insurance
James is an independent insurance agent selling fixed insurance products since 2012, dedicating full-time hours to this. He is also the CEO of North American Wealth Advisors, an independent RIA, spending nearly full-time hours managing client assets.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
North American Wealth Advisors INC.
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
C.R.I. Securities, INC.Broker
Ascend Financial Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.