Richard Estes
Richard Estes is a CFP-designated registered investment advisor at Estes Financial Services, INC., based in Fort Worth, TX, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 35 clients with $5.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.65% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $3.0M | 1.00% |
| $3M+ | 1.00% |
Fees are negotiable for amounts over $3,000,000.
Fee Estimator
Location
2501 Parkview Drive, Suite 228, Fort Worth, TX, 76102
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the president of Estes Financial Services Inc., an RIA that also offers fixed life insurance, spending about a quarter of his time there. He also owns EFS Tax Strategies, providing tax planning strategies and has real estate holdings through JTE Properties LLC, dedicating minimal time to each.
Employment History
Current Registrations
Estes Financial Services, INC.
Previous Registrations
Triad Advisors, INC.Broker
Triad Advisors, INC.
Signal Securities, INC.Broker
Signal Securities, INC.
Brookstreet Securities CorporationBroker
Baraban Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.