Scott Wiese
Scott Wiese is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mt Laurel, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
309 Fellowship Rd, Ste 200, East Gate Center, Mt Laurel, NJ, 08054
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Scott is involved in several outside business activities. He owns RBD 4th Ave LLC for real estate rental, is associated with RBD Wealth Management LLC as a DBA for LPL business, and works as an agent for Highland Capital Brokerage and JBC Companies selling non-variable insurance products, dedicating a few hours per week to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
PNC InvestmentsBroker
PNC Investments
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
PNC Brokerage CORPBroker
Fleet Enterprises, INC.Broker
Liberty Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Marketing One Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.