Billy Caldwell
Billy Caldwell is a registered investment advisor at Caldwell Advisors, LLC, based in Brentwood, TN, with 34 years of industry experience. Billy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 506 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.75% |
| $1.0M - $5.0M | 2.00% |
| $5M+ | 1.25% |
Fees may be negotiable under certain circumstances, but will never exceed 2.75%.
Fee Estimator
Location
5210 Maryland Way, Ste 202, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1999Other Business ActivitiesSells Insurance
Billy is a registered investment advisor and offers long-term care (LTC), GUL, and term insurance through various entities, taking about a quarter of his time. He also co-owns a hunt club, dedicating minimal time to it.
Employment History
Current Registrations
Caldwell Advisors, LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Equity Advisors INC
Cambridge Way, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities IncorporatedBroker
Prudential Securities Incorporated
J.C. Bradford & CO.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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