Caldwell Advisors provides continuous investment management and financial planning services to individuals, high-net-worth clients, corporations, and retirement plans. Caldwell Advisors manages portfolios using a mix of equities, fixed income, mutual funds, options, and annuities, tailoring strategies to each client's specific goals, risk tolerance, and time horizon. The firm operates as a registered investment advisor and acts in the client's best interest. Clients can grant Caldwell Advisors the authority to make trades without asking first, or choose non-discretionary arrangements where trades require approval. In addition to portfolio management, Caldwell Advisors offers financial planning on an hourly, fixed-fee, or ongoing basis. The firm requires a minimum combined asset level of $750,000 to open a new account, though exceptions may be made under certain circumstances.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.75% |
| $1.0M - $5.0M | 2.00% |
| $5M+ | 1.25% |
Fees may be negotiable under certain circumstances, but will never exceed 2.75%.