JP
JP

John Pescatore

34 Years of Experience
Boca Raton, FL
3 DisclosuresBroker

John Pescatore is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Pending
Customer Dispute
October 1998
Denied
Customer Dispute
August 1998
Closed-No Action
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2025 - Present · 7 mos
Ameriprise Financial Services, LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
January 2006 - October 2025 · 19 yrs 9 mos
Oppenheimer & CO. INC.
January 2006 - October 2025 · 19 yrs 9 mos
J. B. Hanauer & CO.
June 2003 - January 2006 · 2 yrs 7 mos
J. B. Hanauer & CO.Broker
September 2002 - January 2006 · 3 yrs 4 mos
RBC Dain Rauscher INC.
May 2002 - October 2002 · 5 mos
RBC Dain Rauscher INC.Broker
March 2002 - October 2002 · 7 mos
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
October 1991 - September 1999 · 7 yrs 11 mos
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.