JS
JS
Jeffrey Sprague
34 Years of Experience
Montgomery, AL
2 DisclosuresBrokerSells Insurance
Jeffrey Sprague is a registered investment advisor, based in Montgomery, AL, with 34 years of industry experience.
Location
9310 Crossland Loop, Montgomery, AL, 36117
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2000Settled
Customer Dispute
February 1999Denied
Other Business ActivitiesSells Insurance
Jeffrey is an independent insurance agent for various independent insurance companies. He is also an Investment Advisor Representative at Sprague Stevenson Wealth Advisors, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
October 2012 - Present · 13 yrs 7 mos
Cambridge Investment Research Advisors, INC.
October 2012 - Present · 13 yrs 7 mos
Cambridge Investment Research, INC.
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - October 2012 · 4 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2012 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.
November 2001 - January 2008 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
July 2001 - January 2008 · 6 yrs 6 mos
UBS Painewebber INC.Broker
August 2000 - August 2001 · 1 yr
J.C. Bradford & CO.Broker
April 1993 - August 2000 · 7 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
December 1991 - April 1993 · 1 yr 4 mos
State Registrations16 states
ALARCACOFLGAIALAMDMSNJOKTNUTVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.