MG
ChFC
MG
ChFC

Michael Godin

34 Years of Experience
Lewiston, ME
1 DisclosureBrokerSells Insurance

Michael Godin is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lewiston, ME, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1071 Lisbon St, Lewiston, ME, 04240-5768

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2005
Denied
Other Business ActivitiesSells Insurance

Michael operates Twin City Financial Group as a DBA for his LPL business and sells non-variable insurance products, dedicating about 10% of his time to insurance sales. He also owns real estate rental properties in Maine and Florida, spending minimal time on these activities.

Employment History
Current Registrations
LPL Financial LLC
June 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
May 2012 - Present · 14 yrs 2 mos
Previous Registrations
The Patriot Financial Group, LLC
October 2014 - July 2018 · 3 yrs 9 mos
LPL Financial LLC
May 2012 - October 2015 · 3 yrs 5 mos
New England Securities Corporation
March 2007 - June 2012 · 5 yrs 3 mos
New England SecuritiesBroker
May 2006 - June 2012 · 6 yrs 1 mo
Mwa Financial Services, INC.Broker
October 2004 - May 2006 · 1 yr 7 mos
MML Investors Services, INC.Broker
August 2003 - September 2004 · 1 yr 1 mo
Prudential Financial Planning Services
October 2002 - July 2003 · 9 mos
Pruco Securities CorporationBroker
October 1991 - July 2003 · 11 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
October 1991 - December 1993 · 2 yrs 2 mos
State Registrations35 states
ARAZCACOCTDEFLGAHIIAIDINKSMAMEMIMNNCNDNHNJNMNVNYOHORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Godin - Financial Advisor | TrueAdvisor