WM
WM
Wayne Morris is a registered investment advisor at Morgan Stanley, based in Middleton, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
35 Village Road, Suite 601, Middleton, MA, 01949
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Regulatory History (1)
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Customer Dispute
June 2004Settled
Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2003 - April 2007 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
October 1997 - October 2003 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - October 1997 · 2 yrs 11 mos
Dean Witter Reynolds INC.Broker
July 1993 - September 1994 · 1 yr 2 mos
Tucker Anthony IncorporatedBroker
February 1993 - July 1993 · 5 mos
Dean Witter Reynolds INC.Broker
April 1992 - February 1993 · 10 mos
Hibbard Brown & CO., INC.Broker
October 1991 - March 1992 · 5 mos
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.