EM
CFP
EM
CFP
Edward Moffitt is a CFP-designated registered investment advisor at Morgan Stanley, based in Middleton, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
35 Village Road, Suite 601, Middleton, MA, 01949
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2019Denied
Employment History
Current Registrations
Morgan StanleyBroker
October 2025 - Present · 7 mos
Morgan Stanley
October 2025 - Present · 7 mos
Previous Registrations
Wells Fargo Advisors
June 2016 - October 2025 · 9 yrs 4 mos
Wells Fargo Advisors, LLC
September 2013 - December 2014 · 1 yr 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2013 - October 2025 · 12 yrs 3 mos
Raymond James & Associates, INC.Broker
December 2008 - July 2013 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - December 2008 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1997 - December 2008 · 11 yrs
State Registrations25 states
CACOCTFLIDILINKSLAMAMEMNMONENHNJNYOHPARITXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.