TB
TB

Timothy Braun

34 Years of Experience
Minneapolis, MN
Broker

Timothy Braun is a registered investment advisor at Northland Asset Management, based in Minneapolis, MN, with 34 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 785 clients with $360M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
IM Fee
Planning only
Assets Under Management
$359.9M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy works as a Zamboni driver at Braemar Ice Arena, dedicating a few hours per week to this role. This activity is not investment-related and does not involve clients.

Employment History
Current Registrations
Northland Securities, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Northland Asset Management
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
The Oak Ridge Financial Services Group, INC.Broker
October 2020 - January 2022 · 1 yr 3 mos
The Oak Ridge Financial Services Group, INC
October 2020 - January 2022 · 1 yr 3 mos
RBC Capital Markets, LLC
April 2007 - October 2020 · 13 yrs 6 mos
RBC Capital Markets, LLCBroker
April 2007 - October 2020 · 13 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
April 1998 - April 2007 · 9 yrs
John G. Kinnard and Company, IncorporatedBroker
November 1993 - April 1998 · 4 yrs 5 mos
Smith Barney Shearson INC.Broker
December 1991 - December 1993 · 2 yrs
State Registrations22 states
AZCACOFLGAIAIDILKYMNMTNENYORPASDTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Braun - Financial Advisor | TrueAdvisor