DG
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Douglas Gast
56 Years of Experience
Clayton, MO
1 DisclosureBroker
Douglas Gast is a registered investment advisor at UBS Financial Services INC., based in Clayton, MO, with 56 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
8027 Forsyth Blvd, Suite 1010, Clayton, MO, 63105
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 1985Award / Judgment
Employment History
Current Registrations
UBS Financial Services INC.
January 2009 - Present · 17 yrs 9 mos
UBS Financial Services INC.
January 2009 - Present · 17 yrs 9 mos
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Oppenheimer & CO. INC.
March 2004 - January 2009 · 4 yrs 10 mos
Oppenheimer & CO. INC.Broker
March 1990 - January 2009 · 18 yrs 10 mos
B.C. Christopher Securities CO.Broker
May 1989 - March 1990 · 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1988 - May 1989 · 1 yr 4 mos
R. Rowland & CO., IncorporatedBroker
May 1977 - January 1988 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1970 - July 1977 · 7 yrs 1 mo
State Registrations9 states
ALAZFLILKSMIMONJTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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