MR
MR
Matthew Rogers
33 Years of Experience
Falmouth, ME
Broker
Matthew Rogers is a registered investment advisor at Raymond James & Associates, INC., based in Falmouth, ME, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Falmouth, ME
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs
Raymond James & Associates, INC.Broker
May 2014 - Present · 12 yrs
Previous Registrations
UBS Financial Services INC.
September 2002 - May 2014 · 11 yrs 8 mos
UBS Financial Services INC.Broker
November 1996 - May 2014 · 17 yrs 6 mos
Prudential Securities IncorporatedBroker
May 1993 - November 1996 · 3 yrs 6 mos
Fidelity Brokerage Services, INC.Broker
October 1991 - October 1992 · 1 yr
State Registrations29 states
ALAZCACOCTDCDEFLGAIDILMAMDMEMNNCNHNJNMNVNYORPARISCSDTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.