David Adams
David Adams is a registered investment advisor at Commonwealth Financial Network, based in Fond du Lac, WI, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
N7640 County Road WH, Suite 900, Fond du Lac, WI, 54937
Get directionsHistory
Regulatory History (1)
Criminal
Other Business ActivitiesSells Insurance
David provides fixed insurance servicing since 2017, spending minimal time on this activity. This activity is investment related and conducted at the branch location.
Employment History
Current Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Next Financial Group, INC.
Sunamerica Securities, INC.Broker
Sii Investments, INC.Broker
Aal Capital Management CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.