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Charles Campbell

Kestra Advisory Services, LLC
34 Years of Experience
Charlotte, NC
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Campbell is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Charlotte, NC, with 34 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1901 Roxborough Road, Ste 300, Charlotte, NC, 28211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles provides investment advisory services through Kestra Advisory Services, LLC, dedicating nearly all of his time to this. He also works for NFP Corporate Services, engaging in registered rep activities and insurance sales, taking up a significant portion of his time.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLCBroker
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
NFP Advisor Services, LLC
April 2014 - September 2016 · 2 yrs 5 mos
MML Investors Services, LLC
June 2013 - March 2014 · 9 mos
MML Investors Services, LLCBroker
April 2013 - March 2014 · 11 mos
American Financial Management Group, LTD.
April 2008 - April 2013 · 5 yrs
Walnut Street Securities, INC.Broker
June 2006 - March 2013 · 6 yrs 9 mos
MML Investors Services, INC.
December 2000 - May 2006 · 5 yrs 5 mos
MML Investors Services, INC.Broker
March 1996 - May 2006 · 10 yrs 2 mos
G. R. Phelps & CO., INC.Broker
November 1991 - March 1996 · 4 yrs 4 mos
State Registrations4 states
GANCSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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