James Klodosky
James Klodosky is a PFS-designated registered investment advisor at LPL Financial LLC, based in Sugar Land, TX, with 34 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1449 Highway 6,Suite 350, Sugar Land, TX, 77478
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a financial advisor with American Wealth Management LLC and Securities America Advisors. He also works as an insurance agent for Penn Mutual Life Insurance, Principal Life Insurance Co, and American General Life, and spends about 10-20% of his time as a tax preparer for James R Klodosky, PC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
American Wealthcare Advisors L.L.C.
1st Global Advisors INC
1st Global Capital CORP.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Elva MoralesLPL Financial LLC
- Tracy Miller, CFP, ChFCLPL Financial LLC
- Surojeet Ghatak, CFALPL Financial LLC
- Rajesh Desai, CFPLPL Financial LLC
- Jarrod Hageman, CFPLPL Financial LLC
- Kirbe WilliamsonLPL Financial LLC