Tracy Miller
Tracy Miller is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Sugar Land, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2245 Texas Dr Ste 170, Sugar Land, TX, 77479
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tracy operates TMILLER Financial, LLC as a DBA for her LPL business since 2006. She also engages in non-variable insurance activities through TMiller Financial LLC, dedicating about half her time during securities trading, and serves as a notary, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
NFP Securities, INC.Broker
NFP Securities, INC.
New England SecuritiesBroker
American General Securities IncorporatedBroker
Manequity, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.