JN
JN
James Ng is a registered investment advisor at Wells Fargo Advisors, based in Long Beach, NY, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
152 E Park Ave, Ste 201, Long Beach, NY, 11561
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2000Denied
Other Business Activities
James is a partner in his wife's speech therapy company, Int'l Speech & Language. He also owns rental property in Brooklyn, NY, spending a few hours per week on rental duties.
Employment History
Current Registrations
Wells Fargo Advisors
August 2002 - Present · 23 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2001 - Present · 25 yrs 4 mos
Previous Registrations
Jwgenesis Securities, INC.Broker
October 1998 - January 2001 · 2 yrs 3 mos
National Securities CorporationBroker
July 1998 - September 1998 · 2 mos
The Boston GroupBroker
December 1997 - July 1998 · 7 mos
Hampshire Securities CorporationBroker
March 1997 - November 1997 · 8 mos
Gruntal & CO. IncorporatedBroker
February 1994 - March 1997 · 3 yrs 1 mo
South Richmond Securities, INC.Broker
November 1991 - February 1994 · 2 yrs 3 mos
State Registrations8 states
CACTDCFLNENJNYPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.