John Peacock
John Peacock is a registered investment advisor at LPL Financial LLC, based in Cranston, RI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Midway Rd Ste 20, Cranston, RI, 02920
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an insurance agent/broker selling life, health, accident, disability insurance, and annuities, dedicating minimal time to this activity. He also operates Peacock Financial Group as a DBA for his LPL business, dedicating full-time hours during securities trading, and is a PAC committee member for Rhode Island Saltwater Anglers Association, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial Corporation
Mutual Service Corporation
Mutual Service CorporationBroker
New England Securities Corporation
New England SecuritiesBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Allmerica Investments, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.