RR
CFP
RR
CFP
Ronnie Rochelle
34 Years of Experience
Knoxville, TN
3 DisclosuresBrokerSells Insurance
Ronnie Rochelle is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Knoxville, TN, with 34 years of industry experience. Ronnie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Knoxville, TN
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Regulatory History (3)
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Customer Dispute
February 2009Closed-No Action
Customer Dispute
October 2004Denied
Customer Dispute
December 1997Denied
Other Business ActivitiesSells Insurance
Ronnie sells fixed insurance with various companies, including health and long-term care, dedicating a few hours per week. He also works as a CFO for website design company Designsensory/PopFizz, dedicating about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
January 2004 - September 2013 · 9 yrs 8 mos
Tower Square Securities, INC.Broker
January 2003 - September 2013 · 10 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
December 1993 - January 2003 · 9 yrs 1 mo
First Tennessee Brokerage, INC.Broker
February 1993 - January 1994 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - January 1993 · 1 yr
Powell & Satterfield, INC.Broker
November 1991 - December 1991 · 1 mo
State Registrations5 states
INNCNEPATN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.