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Ronnie Rochelle

Cetera Investment Advisers LLC
34 Years of Experience
Knoxville, TN
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Ronnie Rochelle is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Knoxville, TN, with 34 years of industry experience. Ronnie is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Knoxville, TN

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Closed-No Action
Customer Dispute
October 2004
Denied
Customer Dispute
December 1997
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronnie sells fixed insurance with various companies, including health and long-term care, dedicating a few hours per week. He also works as a CFO for website design company Designsensory/PopFizz, dedicating about 10-20% of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
January 2004 - September 2013 · 9 yrs 8 mos
Tower Square Securities, INC.Broker
January 2003 - September 2013 · 10 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
December 1993 - January 2003 · 9 yrs 1 mo
First Tennessee Brokerage, INC.Broker
February 1993 - January 1994 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - January 1993 · 1 yr
Powell & Satterfield, INC.Broker
November 1991 - December 1991 · 1 mo
State Registrations6 states
INNCNEPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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